Lead compliance strategies at 1832 Asset Management L.P. as their Compliance Manager in Toronto, Ontario. You will shape compliance policies and oversee various compliance controls essential for investment management.
This role requires a strong background in financial services, particularly within mutual fund companies, along with a minimum of five years of relevant experience. You will be involved in compliance oversight and play a key role in risk mitigation through strong interpersonal relations with Senior Management and other departments. Analytical insights will guide your decision-making and compliance policy development.
Key Responsibilities:
• Develop and maintain a strong compliance culture within the organization
• Conduct investigations related to compliance issues
• Work collaboratively to refine compliance controls and internal guidelines
• Maintain effective relationships with business partners
• Contribute to compliance reports for various committe...