Responsibilities:
Draft and update a variety of SEC filings, including annual/quarterly reports, proxy statements, Form 8-K, and Section 16 documents; handle annual meeting documentation.
Stay updated on SEC, NASDAQ, and corporate governance rule changes.
Assist in preparing public company disclosures like earnings releases and investor relations content; advise on Regulation FD practices.
Guide compliance in securities law matters, covering insider trading policies and shareholder proposals.
Advise on board and committee governance, and give strategic feedback on policies from proxy advisory firms and institutional shareholders.
Participate in corporate policy enhancement and training efforts.
Provide support for subsidiary compliance, investments, and M&A activities.
Qualifications:
Juris Doctor degree, with active bar membership.
At least 10+ years of significant experience in secu...