Responsibilities

• To ensure corporate and beneficial owners’ documents are obtained by reviewing company searches, performing name screening checks and gathering additional information where necessary via phone calls or emails.
• To review and ensure completeness of Relatives and Close Associates (RCA) checking on Politically Exposed Person (PEP) cases.
• To ensure internal Suspicious Transaction Reports (STRs) and Risk Profile Reclassification Request forms are raised and submitted to the Financial Crime Compliance Department timely.
• To review FATCA/CRS self-certification forms submitted by corporate customers and conduct reasonable checks to identify reportable status including controlling persons.
• To ensure timely execution of FATCA/CRS Due Diligence and annual Tax Identification Numbers exercise for reportable investors.
• To collaborate with IT Department and conduct User Acceptance Test (UAT) on system enhancements ...