Lead compliance and operations as a Branch Manager in the financial services sector based in Saskatoon. Support advisors, optimize branch efficiency, and cultivate valuable relationships to enhance client success.
This role emphasizes compliance with corporate and regulatory standards. You will handle supervision of Tier1 registrants, manage KYC updates, and maintain strong oversight of branch operations. With at least two years in the financial services, your leadership will boost advisor performance through effective training and operational guidance.
Key Responsibilities:
• Ensure compliance with corporate and regulatory policies
• Conduct annual site visits and address operational deficiencies
• Review activity blotters and maintain supervisory evidence
• Train advisors on policies and recommend improvements
• Manage efficient branch operations and facilitate communication
Requirements:
• Minimum 2 years in the financial services industry
• Completion ...