Genesis10 is seeking a Compliance Analyst for a 9-month contract position with a financial services client located in Milwaukee, WI. This role is 100% remote.



Compensation: $30.00 - 32.00 per hour

Summary:

The Compliance Analyst will support advisors and clients by reviewing investment transactions—including new accounts, subsequent transactions, and trade monitoring—to ensure adherence to regulations and company policies. Series 7 and 24 required.

Responsibilities:

• Review new accounts, transactions, and trades to ensure compliance with regulations and company policies.


• Apply knowledge of compliance requirements to support advisors and clients.


• Demonstrate ownership and accountability in daily responsibilities.


• Adapt to working with limited information while maintaining accuracy and diligence.


• Learn te...