Compliance generalist role at a reputable and high-growth fund managerOpportunity to grow your career within a high-performing compliance functionAbout Our Client
Our client is a well-established fund manager based in Central London, specialising in bespoke investment strategies across equities, fixed income, and alternative assets. The firm prides itself on a collaborative culture and a strong commitment to regulatory integrity.
Job Description
Conduct compliance monitoring and testing in line with the Compliance Monitoring Programme, ensuring issues are reported and remediated, and the programme is regularly reviewed for regulatory coverage.Manage conflicts of interest by reviewing, escalating, and recording them in accordance with internal policies and procedures.Support policy and procedure development, including drafting and reviewing documentation to ensure regulatory alignment.Oversee ...