About the Role
Reporting to the Senior Manager Risk and Compliance within Consumer Banking and Wealth (CBW), you will be responsible for supporting the identification, management, and monitoring of compliance risks within CBW. You will also assist senior management to deliver better business outcomes through the provision of pro‑active compliance risk insight, advice, and solutions. This role requires specialisation in privacy and financial advice related compliance.
- Ensuring the correct obligations and controls to ensure compliance with regulation are in place.
- Providing sound advice to CBW to enable them to understand compliance risks.
- Assisting and managing general queries from the front line (including Level One approvals), ensuring appropriate and timely advice is provided in compliance with regulation and policies.
- Working with change initiatives to ensure compliance risks are considered and implemented.
- Capturing and...