We are seeking a pragmatic and hands-on compliance professional to join our client i.e. an External Asset Manager (EAM) platform in Singapore. This is an individual contributor role requiring close collaboration with senior stakeholders across the EAM and an external consulting firm that supports the compliance function. The role covers both AML/CFT and regulatory compliance, making it suitable for candidates with experience in either or both areas.
Key Responsibilities Regulatory Compliance Monitor and interpret MAS regulations, including the Securities and Futures Act (SFA), Financial Advisers Act (FAA), and relevant MAS Notices and Guidelines applicable to EAMs / CMS license holders Ensure timely submission of regulatory filings and notifications to MAS Maintain and update internal compliance policies, procedures, and manuals Support the business in regulatory-driven projects and ad-hoc queries from MAS
AML/CFT & Financial Crime Conduct client onboarding, periodic reviews, and...