Join Scotiabank as a Senior Compliance Officer focusing on Trade Surveillance in Toronto, Ontario. Monitor trading activities, drive compliance strategies, and enhance internal processes within the Global Banking and Markets division.
In this pivotal role, you will execute Tier 2 compliance activities aligned with regulatory mandates. Your duties involve evaluating automated surveillance alerts for OTC trading, generating essential reports, and serving as a compliance resource for team members. Conduct investigations, deliver training, and proactively assess compliance processes to close any gaps.
Key Responsibilities:
• Review alerts from automated trade surveillance systems
• Generate reports related to GBM&T compliance activities
• Deliver training sessions for internal and external stakeholders
• Conduct research and provide support for regulatory inquiries
• Assist in enhancing trade surveillance policies and procedures
Requirements:
• 5-7 years of relev...