Our client is an established yet fast-growing global commodity brokerage combining international scale with a genuinely people-focused culture
This is a key role, based in Singapore, working within a rapidly growing global commodities brokerage firm headquartered in London. The role requires a range of compliance skills and knowledge, the ability to manage priorities, and to quickly become familiar with new compliance requirements.
RESPONSIBILITIES:
Primarily, compliance advisory for the brokers and Operations team in Singapore Working closely with the London compliance team to support compliance with the firm’s regulatory monitoring requirements, including: Review of late trade reports and follow-up as appropriate Monthly monitoring of trades (audit trails/trade reconstructions) Communications monitoring Conducting regulatory certification / registration processes in compliance with FCA/NFA requirement...