Responsibilities

• Maintain accurate records of compliance activities
• Assist the department in monitoring the preparation and submission of various regulatory and internal reports and various deliverables
• Help develop, implement, and update compliance policies and procedures
• Stay informed on changes in laws, regulations, and best practices; assist in assessing their impact on processes
• Assist in maintaining the regulatory matrix
• Conduct internal reviews and assist in compliance testing to ensure compliance standards are met
• Coordinate compliance training sessions for team members and provide guidance on compliance-related queries
• Assist in the maintenance of the compliance library including preparation of compliance bulletins covering new rules and regulations;
• Provide assistance to Compliance Officers during compliance testing
• Compliance matters related to the subsidiary
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