Compliance Specialist


Do you have experience in U.S. mutual funds?

Would you enjoy delivering effective services that make a difference to our success?


About the Team

The Blue Skies division partners with hedge funds, mutual funds, investment managers, and other financial institutions to ensure they meet regulatory and compliance requirements. Blue Sky Regulatory Solutions provides services to Open-End Investment Companies, Closed-End Investment Companies, Unit Investment Trusts, and Private Placements that must comply with Blue Sky laws across 54 U.S. jurisdictions.


About the Role

As a Client Service Delivery Coordinator I, the individual is responsible for performing a range of operational tasks, including daily fund mapping, sales adjustments, repeat settings, and primary fund mapping based on information received from management companies or their designated representatives. The role also includes completing ac...