Role Overview

Working as a member of the EMEA Compliance team, this role will support the Compliance Advisory Senior Managers covering the TPICAP EMEA Functions. The Compliance officer / senior manager will work closely with the operations and technology divisions to reinforce the compliance culture within TPICAP’s EMEA offices, advise and support on conduct of business and regulatory requirements, review and update policies and procedures, and provide regulatory advice and strategic compliance support. Locally the role will report to the Head of Compliance, Belfast.

Responsibilities

• Act as the senior point of contact in Belfast relating to Transaction reporting questions from relevant operations and technology teams


• Develop, implement, and maintain compliance policies and procedures for operations and technology functions


• Lead compliance risk assessments to identify potential areas of non-complia...