About the role We are looking for a seasoned financial services regulatory lawyer to join the Peerpoint panel. If you have experience in one or more of the areas listed below, and are well‑organised, conscientious and detail‑oriented, then we would love to hear from you.
- Advising businesses across the full spectrum of financial services, including investment banks, broker‑dealers, asset managers, private banks, insurers, exchanges and trading platforms
- Experienced with a wide range of regulatory and compliance matters, with a particular focus on the cross border offer and marketing of investment products and services, licensing of businesses and products, securities trading, asset custody, conduct of business requirements and data privacy
- Supporting financial institutions involved in transactions involving regulated businesses, for example, advising on required consents and notifications triggered through acquisition, disposal and restructur...