Our client is seeking an experienced and highly motivated Head of Compliance to lead the second‑line compliance function within a specialist ETF market‑making business. This is a critical leadership position with direct responsibility for the firm's compliance framework, regulatory engagement, and governance oversight.
The successful candidate will hold FCA SMF16 (Compliance Oversight) approval and play a key role in ensuring the firm maintains the highest standards of regulatory compliance, risk management, and conduct across its trading activities.
This is an excellent opportunity for a senior compliance professional with a strong background in market making, principal trading, or sell‑side trading environments to influence strategy and help shape the firm's control framework as it continues to grow.