An advanced qualification and/or certification in Compliance will be an added advantage.
- A minimum of 3 years relevant working experience in the financial regulatory or compliance
- environment.
- Duties:
- in respect of conditions
which includes monitoring and tracking of submissions of compulsory statutory returns and
- reports for credit providers.
- Monitoring non-compliance issues reported by credit providers.
- In line with the NCA, ensure that enforcement steps are taken where non-compliance is
- identified.
- Monitoring compliance with the NCA and registration conditions by Alternative Dispute
- Resolution Agents.
- Reviewing compliance risk analysis, as well as quality assurance reviews on reports
- submitted Compliance Officers.
- Performing media report analysis for specified credit providers and present information to
- management.
- Preparing draft information/data requests as and when required by management.
- Identifyi...