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🥝 -NEW- 12 Months AVP, Control Room Compliance (Investment Management)
AMBITION GROUP SINGAPORE PTE. LTD. | singapore, Singapore | Posted June 25, 2026
Job Description
Job Responsibilities - Advise on information barriers, personal investments, expert networks, research policies, and regulatory requirements related to insider trading and market abuse.
- Manage day-to-day Control Room operations including insider lists, wall crossings, material non-public information (MNPI) assessments, dealing restrictions, and personal investment approvals.
- Partner with technology teams and vendors to strengthen compliance systems and enhance control frameworks.
- Monitor regulatory developments and business activities to review, update, and implement policies and processes to ensure ongoing compliance effectiveness.
- Support regulatory inquiries by coordinating with internal stakeholders and external legal counsel to prepare responses and retrieve relevant information.
- Conduct policy reviews, stakeholder consultations, and present proposed changes to senior management and risk committees.
- Deliver...