Overview:
This role sits within Regulatory Program Management (RPM), a core strategic function established to strengthen the company's regulatory and compliance capabilities. It focuses on Regulatory Product Enablement, assessing regulatory feasibility, go to market pathways, and jurisdictional requirements for new products, primarily before formal project kickoff. As a Product, Compliance, and Strategy role, it works closely with senior management and cross functional teams, including product, compliance, legal, and execution, to support informed decision making across jurisdictions.
Responsibilities: Product Nature and Regulatory Classification
– Assess the fundamental nature of new products prior to launch (e.g. equity derivatives, crypto perps, structured financial products), determine applicable regulatory classifications, and validate key assumptions through collaboration with internal stakeholders and external advisors. Regulatory Pathway and Jurisdictional Feasibility ...