Securities & Investment Management Attorney (3–7 Years)

A leading global law firm is seeking a financial services associate to join its Financial Services group. This team advises asset managers, investment funds, and financial institutions on complex regulatory and compliance matters across a wide range of fund structures.

Responsibilities:

• Advise clients on federal securities laws and regulatory frameworks
• Support fund structuring and ongoing regulatory compliance
• Handle matters involving cross-border registration, exams, and enforcement
• Work on broker-dealer, commodities, and emerging areas such as digital assets

Qualifications:

• 3–7 years of relevant experience with strong securities law knowledge
• Familiarity with the Investment Company Act and/or Investment Advisers Act
• Experience with ETFs, BDCs, ...