Position Responsibilities:
Execute regulatory compliance testing and assurance engagements, including walkthroughs and assessments of control design and operating effectiveness, in accordance with the Manulife Global Compliance Testing Policy and Methodology.
Document testing results and supporting evidence, and identify, escalate, and challenge potential compliance gaps or weaknesses based on regulatory requirements.
Support issue management activities, including tracking, follow‑up testing, and validation of corrective action plans.
Collaborate with compliance, risk, audit, and business partners to support a coordinated assurance approach.
Maintain awareness of regulatory developments and industry best practices impacting wealth and asset management compliance.
Required Qualifications:
2- 3 years of experience in financial services, with experience in compliance, audit, ...