Lead compliance initiatives at Purpose Unlimited as a Senior Compliance Manager. This role emphasizes securities regulation, risk management, and proactive advisory in a hybrid work environment.

In this key role, you will oversee the operational integrity of the compliance program while ensuring adherence to regulatory frameworks like NI31-103. Your responsibilities will extend to managing regulatory engagements and developing practical compliance policies. Your expertise will directly influence the business's strategic decision-making and risk management protocols.

Key Responsibilities: • Advise on securities regulatory requirements and AML obligations • Manage all regulatory engagements and correspondence • Execute compliance for Portfolio Manager and Exempt Market Dealer registrations • Draft and maintain compliance policies and procedures • Design internal controls and risk management frameworks

Requirements: • 5+ years compliance experience in a Canadian...