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🥝 Supervisor BD/RIA (Series 7&24)
San Blas Securities | Chicago, United States | Posted June 19, 2026
Job Description
About San Blas Securities:
- San Blas Securities is a rapidly growing, full-service investment bank and independent advisor network.
- We provide our advisors and their clients with exceptional service and innovative financial solutions.
- We foster a collaborative and supportive work environment where our employees can thrive and grow professionally.
- We are seeking a highly organized and detail-oriented Compliance Supervisor to help support our regulatory and compliance efforts .
- This is an opportunity to work with the Compliance team led by the Chief Compliance Officer in a highly collaborative atmosphere.
- The position is full-time, based in Chicago, with less than 10% travel.
- Adhere to FINRA Rule 3110 requires a firm to establish and maintain a system to supervise the activities of its associated people that is reasonably designed to achieve compliance with the applicable securities laws and regulations and FINRA ...