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🥝 Vice President, Securities and Global Markets Oversight (Compliance Department)

SMBC Group | Singapore, Singapore | Posted June 26, 2026

Vice President, Securities and Global Markets Oversight (Compliance Department)

Job Description

Responsibilities

  • Working closely with the bank’s and securities company’s compliance and AML teams, integration of bank and securities compliance and AML policies and procedures to ensure consistency.

  • Oversight of group securities company compliance from the perspective of the ultimate parent company.

  • Advising on group policies and procedures, and co-ordinating with relevant departments to ensure compliance with Japanese laws, including in the development of products and services and joint marketing activities

  • Monitoring and testing to ensure compliance with compliance and AML requirements by employees who are in dual-hatting capacity or acting in collaboration across entities

  • Collaborate with relevant departments of the bank’s Head Office and parent company.

    • Job Requirements

  • Sound knowledge and experience in AML and compliance regulations in relating to securities and capital and global markets products,...

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