Job Mandate Regulated Activity Business Responsible for the dealing/execution of capital markets products to fulfill Wealth Management orders
Providing Wealth Management unit with a wide array of products after performing product due diligence and risk assessment, where required for recommended products
Duties and Responsibilities - Ensures timely execution of Securities, Structured Product, Fund and Alternative Investment order/transaction and accurate capture of all executed transactions in the applicable trading platform
- Scouts the market and recommend ideas that may be offered to clients to provide clients with a wider array of products that will fit their investment/trading needs
- Facilitates the new product processes to be offered (coordinates the product due diligence and risk assessment)
- Discusses any issues with stakeholders at all stages of the product due diligence and risk assessment process
- Conduct...